Monday 3 June 2013

The Papal States (500 - 1870 AD)


The Papal States were territories in the Italian peninsula under the sovereign direct rule of the Pope, from the 500s until 1870. 

They were among the major states of Italy from roughly the sixth century until the Italian Peninsula was unified in 1861 by the Kingdom of Piedmont-Sardinia. After 1861 the Papal States, in less territorially extensive form, continued to exist until 1870. At their most extensive they covered most of the modern Italian regions of Romagna, Marche, Umbria and Lazio. This was commonly called the temporal power of the Pope, as opposed to his ecclesiastical primacy.

The Papal States were also known as the Papal State (although the plural is usually preferred, the singular is equally correct as the polity was more than a mere personal union). The territories were also referred to variously as the State(s) of the Church, the Pontifical States, the Ecclesiastical States, or the Roman States (Italian: Stato Pontificio, also Stato della Chiesa, Stati della Chiesa, Stati Pontifici, and Stato Ecclesiastico; Latin: Status Pontificius, also Dicio Pontificia)



Capital: Rome
Languages: Latin, Italian
Religion:         Roman Catholic
Government: Elective monarchy
First Ruler: Pope Stephen II 754–757 
Last Ruler: Pius IX 1846–1870
History:
Establishment         754 
Codification 781 
Treaty of Venice 1177
(Independence from the Holy Roman Empire)

1st Disestablishment         February 15, 1798 
2nd Disestablishment September 20, 1870

Currency:         Papal States scudo (until 1866)
Papal States lira (1866–1870)
Anthem: Noi vogliam Dio, Vergine Maria ( – 1857) (Italian)
("We want God, Virgin Mary")
Marcia trionfale (1857–1870) (Italian)
("Great Triumphal March)


Coat of Arms:


Flag: 1808-1870                          


Flag: - 1808  




Origins

For its first 300 years the Catholic Church was persecuted and unrecognized, unable to hold or transfer property. 

Early congregations met in rooms set aside for that purpose in the homes of well-to-do individuals, and a number of early churches on the outskirts of Ancient Rome were held ‘in custody’ for the Church by members. These were known as Titular churches. 

Things changed with the Christian emperorship of Constantine I. The Lateran Palace was the first significant donation, a gift from Constantine himself. Other donations followed, mainly in mainland Italy but also in the provinces of the Roman empire. But the Church held all of these lands as a private landowner, not as a sovereign entity. 

In the 5th century the Italian peninsula passed under the control of first Odoacer (a germanic solldier, first King of Italy 476-493 by military conquer, ending the Western Roman Empire) and then the Ostrogoths. The church organization in Italy, and the Pope (Bishop of Rome) as its head, submitted to their sovereign authority while asserting their spiritual primacy over the whole Church.

The seeds of the Papal States as a sovereign political entity were planted in the 6th century. The Eastern Roman (or Byzantine) government in Constantinople launched a reconquest of Italy that took decades and devastated the country's political and economic structures. Just as those wars wound down, the Lombards entered the peninsula from the north and conquered much of the countryside. By the 7th century, Byzantine authority was largely limited to a diagonal band running roughly from Ravenna, where the Emperor's representative, or Exarch, was located, to Rome and south to Naples (the "Rome-Ravenna corridor").

With effective Byzantine power weighted at the northeast end of this territory, the Pope, as the largest landowner and most prestigious figure in Italy, began by default to take on much of the ruling authority that Byzantines were unable to project to the area around the city of Rome. While the Popes remained Byzantine subjects, in practice the Duchy of Rome, an area roughly equivalent to modern-day Latium (Lazio), became an independent state ruled by the Pope.



The Church's independence, combined with popular support for the Papacy in Italy, enabled various Popes to defy the will of the Byzantine emperor. Pope Gregory II even excommunicated Emperor Leo III during the Iconoclastic Controversy. Nevertheless the Pope and the Exarch still worked together to control the rising power of the Lombards in Italy. As Byzantine power weakened, though, the Papacy took an ever larger role in defending Rome from the Lombards, usually through diplomacy. 

In practice, the papal efforts served to focus Lombard aggrandizement on the Exarch and Ravenna. A climactic moment in the founding of the Papal States was the agreement over boundaries embodied in the Lombard king Liutprand's Donation of Sutri (728) to Pope Gregory II. The city of Rome and some hill towns in Latium (like Vetralla) were given to the Papacy.

Donation of Pepin

When the Exarchate of Ravenna finally fell to the Lombards in 751, the Duchy of Rome was completely cut off from the Byzantine Empire, of which it was theoretically still a part. The Popes renewed earlier attempts to secure the support of the Franks. In 751, Pope Zachary had Pepin the Younger crowned king of the Franks in place of the powerless Merovingian figurehead king Childeric III. Zachary's successor, Pope Stephen II, later granted Pepin the title Patrician of the Romans. Pepin led a Frankish army into Italy in 754 and 756. Pepin defeated the Lombards, taking control of northern Italy and made a gift (called the Donation of Pepin) of the properties formerly constituting the Exarchate of Ravenna to the Pope.

In 781, Charles the Great or Charlemagne (son of Pepin) codified the regions over which the Pope would be temporal sovereign. The Duchy of Rome was key, but the territory was expanded to include Ravenna, the Pentapolis, parts of the Duchy of Benevento, Tuscany, Corsica, Lombardy and a number of Italian cities. The cooperation between the Papacy and the Carolingian dynasty climaxed in 800, when Pope Leo III crowned Charlemagne Holy Roman Emperor on Christmas Day.

Relationship with the Holy Roman Empire

The precise nature of the relationship between the Popes and Emperors and between the Papal States and the Empire was disputed. It was unclear whether the Papal States were a separate realm with the Pope as their sovereign ruler, merely a part of the Frankish Empire over which the Popes had administrative control, as suggested in the late 9th century treatise Libellus de imperatoria potestate in urbe Roma, or that the Holy Roman Emperors were vicars of the Pope (as a sort of Archemperor) ruling Christendom, with the Pope directly responsible only for the environs of Rome and spiritual duties.

Events in the 9th century postponed the conflict. The Holy Roman Empire in its Frankish form collapsed as it was subdivided among Charlemagne's grandchildren. Imperial power in Italy waned and the papacy's prestige declined. This led to a rise in the power of the local Roman nobility, and the control of the Papal States during the early 10th century by a powerful and corrupt aristocratic family, the Theophylacti. This period was later dubbed the Saeculum obscurum ("dark age"), and sometimes as the "rule by harlots".

In practice, the Popes were unable to exercise effective sovereignty over the extensive and mountainous territories of the Papal States, and the region preserved its old system of government, with many small countships and marquisates, each centered upon a fortified rocca (Italian for rock but meaning a high ground stronghold upon which a village or town is clustered around).

Over several campaigns in the mid-10th century, the German ruler Otto I conquered northern Italy. Pope John XII crowned him emperor (the first so crowned in more than forty years) and the two of them ratified the Diploma Ottonianum, which guaranteed the independence of the Papal States. 

Yet over the next two centuries, Popes and Emperors squabbled over a variety of issues, and the German rulers routinely treated the Papal States as part of their realms on those occasions when they projected power into Italy. As the Gregorian Reform worked to free the administration of the church from imperial interference, the independence of the Papal States increased in importance. After the extinction of the Hohenstaufen dynasty, the German emperors rarely interfered in Italian affairs. 

In response to the struggle between the Guelphs and Ghibellines, the treaty of Venice made official the independence of Papal States from the Holy Roman Empire in 1177. By 1300, the Papal States, along with the rest of the Italian principalities, were effectively independent.

Papal States During the Avignon Papacy

From 1305 to 1378, the Popes lived in the papal enclave of Avignon, surrounded by Provence, and were under the influence of the French kings also called the "Babylonian Captivity". During this period the city of Avignon itself was added to the Papal States. It remained a papal possession for some 400 years even after the popes returned to Rome, until it was seized and incorporated into the French state during the French Revolution.

During this Avignon Papacy, local despots took advantage of the absence of the popes to establish themselves in nominally papal cities: the Pepoli in Bologna, the Ordelaffi in Forlì, the Manfredi in Faenza, the Malatesta in Rimini all gave nominal acknowledgement to their papal overlords and were declared vicars of the Church.

In Ferrara, the death of Azzo VIII d'Este without legitimate heirs (1308) encouraged Pope Clement V to bring Ferrara under his direct rule. However, it was governed by his appointed vicar, Robert d'Anjou, King of Naples, for only nine years before the citizens recalled the Este from exile (1317). Interdiction and excommunications were in vain and in 1332 John XXII was obliged to name three Este brothers as his vicars in Ferrara.

In Rome, the Orsini and the Colonna (italian noble families) struggled for supremacy, dividing the city's rioni (districts) between them. The resulting aristocratic anarchy in the city provided the setting for the fantastic dreams of universal democracy of Cola di Rienzo (Italian medieval politician), who was acclaimed Tribune of the People in 1347 and met a violent death in 1354.

The Rienzo episode engendered renewed attempts from the absentee papacy to re-establish order in the dissolving Papal States, resulting in the military progress of Cardinal Egidio Albornoz, who was appointed papal legate, and his condottieri (mercenary leaders) heading a small mercenary army. Having received the support of the archbishop of Milan and Cardinal Giovanni Visconti (co-ruler in Milan and lord of other Italian cities), he defeated Giovanni di Vico, lord of Viterbo, moving against Galeotto Malatesta of Rimini and the Ordelaffi of Forlì, the Montefeltro of Urbino and the da Polenta of Ravenna, and against the cities of Senigallia and Ancona. 

The last holdouts against full papal control were Giovanni Manfredi of Faenza and Francesco II Ordelaffi of Forlì. Albornoz, at the point of being recalled, in a meeting with all the Papal vicars on April 29, 1357, promulgated the Constitutiones Sanctæ Matris Ecclesiæ, which replaced the mosaic of local law and accumulated traditional 'liberties' with a uniform code of civil law. These Constitutiones Egidiane mark a watershed in the legal history of the Papal States. They remained in effect until 1816. Pope Urban V ventured a return to Italy in 1367 that proved premature. He returned to Avignon in 1370.

Renaissance 

During the Renaissance, the papal territory expanded greatly, notably under Popes Alexander VI and Julius II. The Pope became one of Italy's most important secular rulers as well as the head of the Church, signing treaties with other sovereigns and fighting wars. In practice, though, most of the Papal States was still only nominally controlled by the Pope, and much of the territory was ruled by minor princes. Control was always contested. Indeed it took until the 16th century for the Pope to have any genuine control over all his territories.
The Papal States were involved in at least 3 wars in the first 2 decades. Pope Julius II, the "Warrior Pope", fought on their behalf. The Reformation began in 1517. Before the Holy Roman Empire fought the Protestants, its soldiers (including many Protestants), sacked Rome as a side effect of battles over the Papal States. A generation later the armies of king Philip II of Spain defeated those of Pope Paul IV over the same reformation issues.

This period saw a gradual revival of the Pope's temporal power in the Papal States. Throughout the 16th century virtually independent fiefs such as Rimini (a possession of the Malatesta family) were brought back under Papal control. This process culminated in the reclaiming of the powerful Duchy of Ferrara in 1598 and the Duchy of Urbino in 1631.

At its greatest extent, in the 18th century, the Papal States included most of Central Italy — Latium, Umbria, Marche and the Legations of Ravenna, Ferrara and Bologna extending north into the Romagna. It also included the small enclaves of Benevento and Pontecorvo in southern Italy and the larger Comtat Venaissin around Avignon in southern France.

French Revolution and Napoleonic era


Map of Italy in 1796, showing the Papal States before the Napoleonic wars changed the face of Italy.

The French Revolution proved as disastrous for the temporal territories of the Papacy as it was for the Roman Church in general. In 1791 the Comtat Venaissin (region around Avignon) and Avignon were annexed by France. Later, with the French invasion of Italy in 1796, the Legations were seized and became part of the revolutionary Cisalpine Republic.

Two years later, the Papal States as a whole were invaded by French forces, who declared a Roman Republic. Pope Pius VI died in exile in Valence (France) in 1799. The Papal States were restored in June 1800 and Pope Pius VII returned, but the French again invaded in 1808, and this time the remainder of the States of the Church were annexed to France, forming the départements of Tibre and Trasimène.

With the fall of the Napoleonic system in 1814, the Papal States were restored once more. From 1814 until the death of Pope Gregory XVI in 1846, 

Italian nationalism and the end of the Papal States 

Italian nationalism had been stoked during the Napoleonic period but dashed by the settlement of the Congress of Vienna (1814–15), which sought to restore the pre-Napoleonic conditions. Most of northern Italy was under the rule of junior branches of the Habsburgs and the Bourbons, with the House of Savoy in Sardinia-Piedmont constituting the only independent Italian state. 

The Papal States in central Italy and the Bourbon Kingdom of the Two Sicilies in the south were both restored. In 1848, nationalist and liberal revolutions began to break out across Europe. In 1849, a Roman Republic was declared and the hitherto liberally-inclined Pope Pius IX had to flee the city. The revolution was suppressed with French help in 1850 and Pius IX switched to a conservative line of government.

As a result of the Austro-Sardinian War of 1859, Sardinia-Piedmont annexed Lombardy, while Giuseppe Garibaldi overthrew the Bourbon monarchy in the south. Afraid that Garibaldi would set up a republican government, the Piedmont government petitioned French Emperor Napoleon III for permission to send troops through the Papal States to gain control of the south. This was granted on the condition that Rome was left undisturbed. 

In 1860, with much of the region already in rebellion against Papal rule, Sardinia-Piedmont conquered the eastern two-thirds of the Papal States and cemented its hold on the south. Bologna, Ferrara, Umbria, the Marches, Benevento and Pontecorvo were all formally annexed by November of the same year. While considerably reduced, the Papal States nevertheless still covered the Latium and large areas northwest of Rome.


The Papal States, 1860-1870 (purple border)

A unified Kingdom of Italy was declared and in March 1861, the first Italian parliament, which met in Turin, the old capital of Piedmont, declared Rome the capital of the new Kingdom. However, the Italian government could not take possession of the city because a French garrison in Rome protected Pope Pius IX. 

The opportunity for the Kingdom of Italy to eliminate the Papal States came in 1870. The outbreak of the Franco-Prussian War in July prompted Napoleon III to recall his garrison from Rome and the collapse of the Second French Empire at the Battle of Sedan deprived Rome of its French protector. 

King Victor Emmanuel II at first aimed at a peaceful conquest of the city and proposed sending troops into Rome, under the guise of offering protection to the pope. When the Pope refused, Italy declared war on September 10, 1870, and the Italian Army, commanded by General Raffaele Cadorna, crossed the frontier of the papal territory on September 11 and advanced slowly toward Rome. The Italian Army reached the Aurelian Walls on September 19 and placed Rome under a state of siege. 

Although the pope's tiny army was incapable of defending the city, Pius IX ordered it to put up at least a token resistance to emphasize that Italy was acquiring Rome by force and not consent. This incidentally served the purposes of the Italian State and gave rise to the myth of the Breach of Porta Pia. In reality a tame affair involving a cannonade at close range that demolished a 1600-year-old wall in poor repair. 

The city was captured on September 20, 1870. Rome and what was left of the Papal States were annexed to the Kingdom of Italy as a result of a plebiscite (referrendum) the following October.

Despite the fact that the traditionally Catholic powers did not come to the Pope's aid, the papacy rejected any substantial accommodation with the Italian Kingdom, especially any proposal which required the Pope to become an Italian subject. Instead the papacy confined itself  to the Apostolic Palace and adjacent buildings in the loop of the ancient fortifications known as the Leonine City, on Vatican Hill. (Pope became a  Prisoner in the Vatican 1870-1929)

From there it maintained a number of features pertaining to sovereignty, such as diplomatic relations, since in canon law these were inherent in the papacy. In the 1920s, the papacy – then under Pius XI—renounced the bulk of the Papal States and the Lateran Treaty with Italy was signed on February 11, 1929, creating the State of the Vatican City, forming the sovereign territory of the Holy See, which was also indemnified to some degree for loss of territory.

Interesting Note:

Donation of Constantine

Besides the donation of lands, palaces and basilicas by Constantine which made the see of Peter a very large land owner by the early 4th century,  there is also the imperial decree called the ‘Donation of Constantine’.



The Donation of Constantine (Latin, Donatio Constantini) is a forged Roman imperial decree by which the emperor Constantine I supposedly transferred authority over Rome and the western part of the Roman Empire to the Pope. Composed probably in the 8th century, it was used, especially in the 13th century, in support of claims of political authority by the papacy.

In many manuscripts, including the oldest one, the document bears the title Constitutum domini Constantini imperatoris.

Content of the Decree

It contains a detailed profession of Christian faith and a recounting of how the emperor, seeking a cure of his leprosy, was converted and baptized by Pope Sylvester I. In gratitude, he determined to bestow on the see of Peter "power, and dignity of glory, and vigour, and honour imperial", and "supremacy as well over the four principal sees, Alexandria, Antioch, Jerusalem, and Constantinople, as also over all the churches of God in the whole earth". For the upkeep of the church of Saint Peter and that of Saint Paul, he gave landed estates "in Judea, Greece, Asia, Thrace, Africa, Italy and the various islands". To Sylvester and his successors he also granted imperial insignia, the tiara, and "the city of Rome, and all the provinces, places and cities of Italy and the western regions".

Acceptance, Usage & Declaration of Forgery

During the Middle Ages, the Donation was widely accepted as authentic, although the Emperor Otto III did possibly raise suspicions of the document "in letters of gold" as a forgery. It was not until the mid-15th century, with the revival of Classical scholarship and textual criticism, that humanists, and eventually the bureaucracy of the Church, began to realize that the document could not possibly be genuine. 

Cardinal Nicholas of Cusa declared it to be a forgery and spoke of it as an apocryphal work. Later, the Catholic priest Lorenzo Valla, in De falso credita et ementita Constantini donatione declamatio, proved the forgery with certainty. Among the indications that the Donation must be a fake are its language and the fact that, while certain imperial-era formulas are used in the text, some of the Latin in the document could not have been written in the 4th century. Anachronistic terms such as "fief" were used. Also, the purported date of the document is inconsistent with the content of the document itself, as it refers both to the fourth consulate of Constantine (315) as well as the consulate of Gallicanus (317).

Pope Pius II wrote a tract in 1453, five years before becoming Pope, to show that, though the Donation was a forgery, the Church owed its lands to Charlemagne and its powers of the keys to Peter. He did not publish it, however.

The bulls of Pope Nicholas V and his successors made no further mention of the Donation. Lorenzo Valla's treatise was placed on the list of banned books in the mid-16th century. 

The Donation continued to be tacitly accepted as authentic until Caesar Baronius in his "Annales Ecclesiastici" (published 1588–1607) admitted that it was a forgery, after which it was almost universally accepted as such. Interestingly, some continued to argue for its authenticity, nearly a century after "Annales Ecclesiastici"

What may perhaps be the earliest known allusion to the Donation is in a letter of 778, in which Pope Hadrian I exhorts Charlemagne, whose father, Pepin the Younger, had initiated the sovereignty of the Popes over the Papal States, to follow Constantine's example and endow the Roman church.

The first pope to directly invoke the decree was Pope Leo IX, in a letter sent in 1054 to Michael I Cerularius, Patriarch of Constantinople. He cited a large portion of the document, believing it genuine, furthering the debate that would ultimately lead to the East–West Schism. In the 11th and 12th centuries, the Donation was often cited in the investiture conflicts between the papacy and the secular powers in the West.

Original Purpose of the Forged Decree

It has been suggested that an early draft of the Donation of Constantine was made shortly after the middle of the 8th century, in order to assist Pope Stephen II in his negotiations with Pepin the Younger, the Frankish Mayor of the Palace. In 754, Pope Stephen II crossed the Alps to anoint Pepin king, thereby enabling the Carolingian family to supplant the old Merovingian royal line. In return for Stephen's support, Pepin gave the Pope the lands in Italy which the Lombards had taken from the Byzantine Empire. These lands would become the Papal States and would be the basis of the Papacy's temporal power for the next eleven centuries.

Footnote

Whilst the imperial decree is a forgery and was used to gain advantages and ‘extra land’, it has no bearing on the land and properties already owned by the Church gained in the 4rd century (the forgery was written around the mid 8th century). 

There is no dispute that Constantine himself donated land, palaces and basilicas (such as the Lateran Palace) to the see of Peter whilst he was alive which made the Church already a large landowner since the 4th century. The Church gained more lands with the donation of Sutri and the donation of Pepin (of which the forgery could have been used to persuade Pepin that the Pope had the power to place him on the throne) where in return for the Pope’s support, the lands taken by the Lombards were given to the Church.

Whilst there is no evidence, it can be safely assumed that the early Popes used the forged decree to their advantage to gain further land and power. In fairness, many of the popes believed the document to be genuine as it was not until the 10th century before it became suspect and the 16th century before it was ‘proved’ as a forgery.  

In the end, whatever extra land gained from using the forgery, the papal states was lost in 1870 and most of the land ‘returned’ to Italy and the popes giving up their ‘temporal powers’.

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